Location
Responsibilities
Our client, a major international bank
located in New York City is seeking a
Compliance Quality Assurance Banking Officer
to join their Compliance Division.
The ideal candidate will have superior
knowledge of banking compliance regulations
such as BSA/AML/OFAC and strong knowledge of
the banking industry. This individual will
be mainly responsible for performing quality
assurance investigations of KYC files, SAR
filings and OFAC hits. Knowledge of the
compliance auditing is a plus.
-
Conducting
KYC, OFAC and FIU reviews
periodically and in a timely
fashion
-
Documenting
the reviews and findings in the
Quality Assurance Database and
Compliance Testing Systems
-
Preparing
summary Quality Assurance
Reports for Management
-
Following
up with the business lines on
the KYC files that do not pass
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Qualifications
-
3 + years
of banking compliance experience
– compliance audit experience is
helpful
-
Knowledge
of BSA / AML / OFAC regulations
-
Excellent
organizational skills – strong
attention to detail
-
Superior
communication skills both
written and oral
-
Bachelor’s
Degree Required
-
Certified
Internal Auditor certification a
plus
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