Location
Responsibilities
Our client, an international bank located
in New York City is seeking an AML / BSA
Compliance Auditor to join their Internal
Audit Division. This
individual must have experience auditing
compliance programs at a bank of financial
institution and must have strong knowledge
of all banking regulatory requirements
including the Bank Secrecy Act and
Anti-Money Laundering regulations.
-
Perform
internal audits of BSA and AML
compliance programs for various
business lines within the bank
including capital markets and
corporate banking
-
Recognize
and document risks within the
bank and ensure that the
appropriate control measures are
in place to avoid risks
-
Prepare
written commentary to the
business lines regarding audit
findings
-
Track
outstanding audit and regulatory
issues
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Qualifications
-
4 + years
of audit experience at a bank of
financial institution
-
Strong
knowledge of Banking Compliance
/ AML / BSA regulations
-
Exposure to
corporate banking and capital
markets / securities business
lines
-
Knowledge
of FINRA regulations
-
Excellent
communication skills – written
and oral
-
Team player
– ability to “hit the ground
running”
-
Bachelor’s
Degree is required
-
Some travel
is expected
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